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The National Center For Stuttering1.800.221.2483

The NCS Model Of Stuttering


The following model reflects the current thinking of The National Center For Stuttering. It is the product of a careful analysis of research findings from a number of scientific fields together with an extensive number of clinical observations. It suggests that the vocal cords are the core of the problem. (For a more concise, less technical description of the cause of stuttering, read A message to the person who stutters.)

We start by describing the sources of tension on the vocal cords. We have learned, through empirical observation, that it is necessary to focus exclusively on the tension which immediately PRECEDES the act of speaking. We show how a heightened prespeech state of tension on the vocal cords can, under certain circumstances and given a certain physiological predisposition, lead directly to the onset (and maintenance) of stuttering.



There are five sources of immediate prespeech tension on the vocal cords. Three relate to the act of speaking; two do not.

I. The first of the three speech related sources has to do with the tension that must be developed to insure that speech starts with the right pitch and intensity. The ability to tense the cords correctly in the absence of sound is called "the prephonatory tuning" of the vocal cords.

II. The second speech related source affecting the prespeech tension on the vocal cords is the speed of speech. More specifically, the faster the start of speech, the greater the vocal cord tension required. Physiologists understand that higher initial speeds require the activation of more muscle fibers (that is, more tension) BEFORE the movement begins.

III. The third speech related source of prespeech tension on the vocal cords comes from the anticipation of stuttering, more specifically, sound, word, and speaking situation fears. These anticipatory stresses, associated with the fear of impending struggle, increase muscle tension throughout the body, including the vocal cords.

IV. The first of the nonspeech-related tensions comes from the "normal" stresses associated with events at home, work or school. Added to these are the stresses which can develop from unresolved subconscious conflicts, as well as those arising from uncertainties regarding the correct course of action to pursue in a given situation.

V. The second of the non speech related tensions is derived from systemic sources. Some of these are: fatigue, nutritional deficiencies, allergies, illnesses, drugs, alcohol, hormone fluctuations (both body and brain), and atmospheric conditions(temperature, humidity, positive ions and pollutants).

The immediate prespeech tension on the vocal cords is the result of the five just described sources. The combined strengths of the various sources, at each moment in time, contribute to the overall level of the tension. The sources can add to one another or cancel one another. THIS ACCOUNTS FOR THE VARIABILITY IN THE SEVERITY OF THE DISORDER.

VI. There is occasionally a sixth source of tension. It is generally not recognized, but recent research and clinical experience tends to support its existence. WE PROPOSE IT AS THE PREDISPOSING FACTOR IN STUTTERING.



Before discussing it, some preliminary remarks are required. The vocal cords are ancient structures. They have two original functions. The first is to function as a tightly closing valve during swallowing to prevent solids and liquids from entering the lungs. The second is also to close tightly, trapping air in the chest making it rigid to use as a fulcrum for the arms for strenuous activities such as lifting or fighting. In both instances the vocal cords close tightly. These behaviors are automatic responses of lower, more primitive centers of the brain.

The evolutionary onset of speech coincided with the development of higher centers of the brain. As the Nobel Laureate, George Von Bekesy observed, the study of higher centers is the study of greater levels of inhibitory control, with higher centers serving to inhibit gross, less discriminating responses from lower ones.

This is particularly true for the vocal cords. Speech requires extremely precise, graded, time varying neural inputs to the vocal cords. A gross tensing would be inappropriate and markedly interfere with the precise prespeech tensions on the vocal cords.

In the condition known as Spasmodic Dysphonia we see clinical examples of this loss of inhibitory control. Each time the person intends to speak the vocal cords appear to close as in a swallow. The result is the effortful, squeezed, or "choked" speech which characterizes the disorder.



WE SUBMIT THAT INDIVIDUALS DESTINED TO BECOME PEOPLE WHO STUTTER ARE BORN WITH THE TENDENCY TO LOSE VARYING AMOUNTS OF INHIBITORY CONTROL OVER THEIR VOCAL CORDS AND THAT THIS OCCURS ONLY WHEN THEY INTEND TO SPEAK UNDER CONDITIONS OF SUFFICIENT VOCAL CORD TENSION.


Let us see how the six sources of prespeech vocal cord tension can be used in a consideration of stuttering.


The vast majority of people who stutter report they are fluent when they speak to themselves out loud alone. In that situation, they also report they do not scan (look ahead for feared sounds or words). In such a situation, sources III (the anticipation of stuttering) and VI (the loss of inhibitory control) are absent while sources I (prephonatory tuning), II (speed stress), IV (psychological stress), and V (systemic stress) can all be present. If subtracting the contributions of sources III (the anticipation of stuttering) and VI (the loss of inhibitory control) produces immediate fluency for the vast majority of people who stutter, then there is clearly a threshold for stuttering. When sources III and VI are absent, an individual's vocal cord tensions are below the threshold and the person is fluent; when they are present, the threshold level is exceeded and the individual either stutters or engages in avoidance behaviors.


We shall now explain more fully the concept of threshold and how its attainment "triggers" stuttering.


To do this, consider the following facts: The space between the vocal cords represents the narrowest opening through which breathing occurs. It is vitally important that this opening remain an opening, for its obliteration, for even just a few minutes, would be life threatening. "Nature," recognizing the importance of maintaining an airway, has provided the voice box with a whole host of sensory receptors whose job it is to constantly inform the brain about the position and tension on the vocal cords. This information is used, along with information about the air pressure under the vocal cords, to produce the appropriate muscular adjustments necessary to maintain the airway.


Stuttering is largely a childhood onset disorder. Its early forms often appear as seemingly effortless repetitions of sounds, syllables, or words at the beginnings of phrases or sentences.

At the start of speech development, children often use single words to denote entire linguistic concepts. As the brain matures, linguistic sophistication occurs and one manifestation of this is increased sentence length. Where once a single word stood to represent a thought, now stands a five word sentence, replete with rules of grammar, syntax, and a whole host of other sophisticated components.



Try this experiment. Using a paper and pencil, write the following two items. First write the word: [The]. Then beneath it, write the sentence: [The boys are walking]. Ask people to read both items. First, the word: [The] by itself, followed by the sentence: [The boys are walking] by itself. Listen carefully to the difference in speed between the two The's. [The] spoken by itself is spoken leisurely but when it is in a sentence as the first word it is dramatically speeded. If we had acoustic measuring equipment we would see that AS THE SENTENCE LENGTH INCREASED, THE SPEED OF THE FIRST WORD ALSO INCREASED.


What this means is that as the child's linguistic sophistication matures, with its resultant increase in sentence length, there is also a progressive increase in the speed of the first word. In terms of our model, source II (speed stress) increases as the child's language sophistication develops.

Coinciding with the increase in source II is the development of internal rules governing intonation and syllable stress. These rules are the prime shapers of source I, the prephonatory tuning on the vocal cords.



So both sources I and II change dramatically during speech and language maturation. Note that source III, the anticipatory stress, is absent, while source IV, the psychological stress, and source V, the systemic stress, are free to vary. The existence of source VI, the loss of inhibitory control, is potentially present, but unelicited in the absence of sufficient vocal cord tension.


Let us now imagine a particular child on a particular day. The child is destined to become a person who stutters, and on this day, he is to begin. The child is under external stress (starting school, for example). So source IV is present. So, too, are sources I and II because the child is getting ready to say a sentence in the classroom. Also imagine that several systemic stresses are also present (the child has a cold and hasn't slept well). So source V is present. Finally, with all these stresses simultaneously present, a critical threshold level of tension is attained, and as the child begins to speak, source VI, the loss of inhibitory control, occurs. A very substantial tension suddenly descends upon the vocal cords, and the smooth onset of vocal cord vibration is blocked. The child begins to struggle to release the block. The struggle is usually of a certain type: repetitions of sounds, syllables or words usually at the beginnings of sentences.


The repetitions eventually lead to the child saying the desired first word, and so become reinforced and learned. But learning implies a stimulus and a response. The repetitions which characterize the beginning phase of stuttering are the response; what is the stimulus?


To understand the stimulus, that is, the trigger for stuttering, we must go back and consider the nerves present in and around the vocal cords. These nerves provide information to the brain regarding the position and tension on the cords. When a magnitude of tension is reached that prevents the smooth initiation of vocal cord vibration, the child begins to struggle. At the time the struggle occurs a characteristic pattern of sensory impulses is being produced by these tension and position receptors. That is, a unique pattern of sensory information is occurring, a pattern that only occurs when the cords assume a particular position, and the tension levels within and around the cords reach a critical level. Also, the pattern must be bilateral,that is, the impulses must be coming from both sides of the voice box, signaling both sides of the brain. IT IS THIS CHARACTERISTIC BILATERAL SENSORY PATTERN WHICH IS THE TRIGGER FOR STUTTERING.


So stuttering is a set of learned responses to a unique pattern of nerve impulses from the vocal cords. It follows, then, that to treat the problem, one must prevent this pattern from reaching the brain.


This is best accomplished by reducing the tension developed on the vocal cords PRIOR to the onset of speech. If this can be achieved, speech emerges fluent and sounding normal.


For information about the multidimensional program for accomplishing this goal, read the The NCS Treatment Program or call The National Stutterers' Hotline.

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